Privacy Policy

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Privacy Policy

Vallum Financial Group LLC operates this website using third-party hosting and website service providers. Vallum offers private wealth management...

Information Collection

This website may collect limited information through standard website functionality provided by third-party service providers, such as hosting, security, and analytics services.

Information collected may include:

• Contact information voluntarily submitted through website forms
• Technical information such as IP address, browser type, and general usage data collected automatically by the hosting provider

Vallum does not actively collect personal information for marketing or public solicitation purposes.

Information submitted through this website is used solely to:

• Respond to private inquiries
• Conduct professional communications
• Maintain website functionality and security
• Comply with applicable legal or regulatory obligations

Third-Party Service Providers

Website hosting, security, and technical services are provided by third-party vendors. Vallum does not control the data collection practices of these providers and relies on their published privacy and security policies.

Disclosure of Information

Vallum does not sell personal information. Information is not shared except:

• As required by law
• In connection with professional services
• Through standard website operations managed by third-party service providers

Data Security

Reasonable administrative safeguards are maintained with respect to information under Vallum’s control. Technical security measures related to website infrastructure are provided by third-party service providers. Vallum Financial Group LLC (“Vallum”) is a privately operated investment-management firm organized as a limited liability company in the United States. The firm operates within a closed, non-public framework and conducts its activities pursuant to applicable federal and state exemptions from registration.

Registration Status

Vallum Financial Group LLC is not registered as an investment adviser with the U.S. Securities and Exchange Commission. The firm relies on exemptions available under the Investment Advisers Act of 1940, including Section 203(b)(3), as well as applicable state-level de minimis exemptions, where relevant.

Vallum does not hold itself out to the public as a registered investment adviser and maintains a limited number of advisory relationships consistent with the requirements of such exemptions.

Client Scope and Access

Vallum works exclusively with qualified clients and professional counterparties through pre-existing relationships. The firm does not engage in public solicitation, advertising, or general marketing of investment services. Vallum does not accept retail investors and does not provide services to the general public.

Investment Structure

Vallum administers a rules-based protective indexing approach implemented through separately managed accounts. The firm does not offer pooled investment vehicles, mutual funds, hedge funds, or publicly distributed investment products. Investment strategies are applied in a standardized manner and are not customized for individual retail investors.

Custody of Client Assets

Vallum does not take custody of client funds or securities. Client assets are held at independent third-party custodians, including regulated U.S. broker-dealers such as Interactive Brokers LLC, in accounts owned directly by the client. Vallum does not maintain possession or control of client assets and does not hold client login credentials.

Compensation

Vallum is currently expected to derive revenue primarily from performance-based compensation paid by qualified clients, where permitted under applicable law and contractual arrangements.

Legal Disclosures

The information provided on this website is for informational purposes only and does not constitute an offer to sell, or a solicitation of an offer to buy, any security or investment product. Investment services described herein are made available only through private, non-public channels and are subject to eligibility requirements and contractual arrangements.

Nothing on this website should be construed as investment advice, legal advice, or tax advice. Any investment decisions should be made based on individual circumstances and, where appropriate, in consultation with professional advisors.

Past performance, if referenced in private communications, is not indicative of future results. No guarantees of performance are made.

References to third-party custodians or service providers are provided for informational purposes only and do not imply endorsement, partnership, or affiliation.