Regulatory & Structure

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Regulatory & Structure

Vallum Financial Group LLC (“Vallum”) is a privately operated entity organized as a limited liability company in the United States. The firm operates within a private, non-public, relationship-based framework and conducts its activities pursuant to applicable federal and state exemptions from registration.

Vallum Financial Group LLC is not registered as an investment adviser with the U.S. Securities and Exchange Commission and does not engage in public solicitation, advertising, or general marketing.

Participation is limited to qualified parties and is not available to the general public.

Client assets are held at independent third-party custodians, including regulated U.S. broker-dealers such as Interactive Brokers LLC, in accounts owned directly by the client. Vallum does not take custody or control of client assets.